There are two basic ways to organize a clocked sequential
network:

Figure 8.25 shows the notations for Mealy and Moore state diagrams, using
the vending machine example. For Moore machines, the outputs are associated
with the state in which they are asserted. Arcs are labeled with the input
conditions that cause the transition from the state at the tail of the arc
to the state at its head. Combinational logic functions are perfectly acceptable
as arc labels.

In Mealy machines, the outputs are associated with
the transition arcs rather than the state bubble. A slash separates the
inputs from the outputs. For example, if we are in state 10¢ and either

The state diagrams in this figure are labeled more completely than our previous examples. For example, we make explicit the transitions that cause the machine to stay in the same state. We usually eliminate such transitions to simplify the state diagram. We also associate explicit output values with each transition in the Mealy state diagram and each state in the Moore state diagram. A common simplification places the output on the transition or in the state only when it is asserted. You should clarify your assumptions whenever you draw state diagrams.

Consider a finite state machine that asserts its single
output whenever its input string has at least two 1's in sequence. The minimum
Moore and Mealy state diagrams are shown in Figure 8.26.

The equivalent ASM charts are in Figure 8.27.

To represent the 1's sequence, the Moore machine requires two states
to distinguish between the first and subsequent 1's. The first state has
output 0, while the second has output 1. The Mealy machine accomplishes
this with a single state reached by two different transitions. For the first
1, the transition has output 0. For the second and subsequent 1's, the transition
has output 1. Despite the Mealy machine's timing complexities, designers
like its reduced state count.

Figure 8.28 shows schematically a finite state machine with single data
input

Signal tracing uses a collection of input sequences to exercise the various state transitions of the machine. To see how it works, let's start by generating a sample input sequence.

It is reasonable to assume that the FSM is initially reset and that it
has been placed in state

The sequence of events in Figure 8.29 is as follows. The asserted reset signal places the FSM in state 00. After the falling edge, input

During the next state time,

The input next changes to 0, causing the state machine to remain in state 10 at time step 100. A transition to 1 causes it to change to state 01 after time step 120. The final transition to 0 leaves the machine in state 00.

Figure 8.30 contains the partial transition table we deduce from this
input sequence. We would have to generate additional input sequences to
fill in the missing transitions. For example, an input sequence from the
reset state starting with a 0 would fill in the missing transition from
state 00. The sequence 1 1 1 1, tracing from state 00 to 11 to 10 to 01,
would catch the remaining transition.

Our alternative method derives the next-state functions directly from the combinational logic equations at the flip-flop inputs and the output function from the flip-flop outputs. For the mystery machine, these are

The next-state functions,

The missing state transitions are now obvious. In state
00 with input 0, the next state is

In the figure, we assume the following symbolic state assignment:

Once again, the FSM has one input,

Before examining a signal trace, we must understand
the conditions under which the Mealy machine's inputs are sampled and the
outputs are valid. The next state is computed from the current state and
the inputs, so exactly when are the inputs sampled? The answer depends on
the kinds of flip-flops used to implement the state register. In the example,
our use of a master/slave flip-flop dictates that the inputs must be stable
during the high time of the clock

Technically, the outputs are valid only at the end
of the state time, determined by the falling edge of the clock. In other
words, the output for the current state is valid just as the machine enters
its next state! If we are using a master/slave flip-flop and if the inputs
do not change during the high time of the clock, then the outputs may also
be valid during the clock high time.

Negative edge-triggered systems require that the inputs be stable before the falling edge that delineates the state times. This means that the outputs cannot be determined until just before the falling edge. The output remains valid only as long as it takes to compute a new output in the new state.

Similarly, for positive edge-triggered systems the outputs are valid at the rising edge. Again, the output is considered valid just before the clock edge that causes the machine to enter its new state.

Figure 8.34 gives the timing waveform that corresponds to the input sequence
10101, after a reset to state 00. In state 00, reading a 1 keeps the machine
in state 00

Reading a 0 then advances the machine to state 01

A 1 in state 01 leads to state 11

Reading a 0 in state 11 moves us to state 10

A 1 in state 10 leads us to state 01

We show the partial state transition table in Figure
8.35.

The input sequence produced only five of the eight state transitions.
To complete the state diagram, we would have to generate additional sequences
to traverse the missing transitions.

Alternatively, we can discover the complete set of transitions by analyzing the next-state and output functions directly, just as we did in the Moore machine:

We give the next-state and output K-maps in Figure
8.36.

The missing transitions are from state 01 to 00 on input 0, 10 to 00
on input 0, and 11 to 11 on input 1. The respective outputs are 1, 0, and
1. Assuming that

What are the minimum and maximum numbers of state transitions that can begin in a given state? Since there must be an exit transition for each possible input combination, the minimum and the maximum are the same: 2M transitions.

A similar question involves the minimum and maximum numbers of state transitions that can end in a given state. Because we can have start-up states reachable only on reset, the minimum number of input transitions is 0. Since a single state could conceivably be the target of all the transitions of the finite state machine, the maximum number of input transitions is 2M * 2L, the number of possible input combinations multiplied by the number of states.

A final question is the minimum and maximum numbers of patterns that
can be observed on the machine's outputs. The minimum number of unique output
patterns is 1, of course. Every state and every transition can be associated
with the same pattern.

The maximum number depends on the kind of machine. For a Mealy machine, the maximum number of output patterns is the smaller of the number of transitions, 2M * 2L, or the number of possible output patterns, 2N. If the number of transitions exceeds the number of possible output patterns, then some must be repeated. In the Moore machine, the maximum is the smaller of the number of states, 2L, and the number of possible output patterns, 2N. If the number of states exceeds the number of output patterns, then some patterns will also need to be repeated.

As an example, consider a Moore machine with two inputs, one flip-flop, and three outputs. The state, transition, and output bounds are:

This leads to alternative
One way to do this is to synchronize the Mealy machine
outputs with output flip-flops. See Figure 8.38.

The flip-flops are clocked with the same edge as the state register.
This has the effect of converting the Mealy machine into a Moore machine,
by making the outputs part of the state encoding! However, this machine
does not have exactly the same input/output behavior as the original Mealy
machine

Synchronous Mealy machines can be constructed in TTL logic, but the designer must be careful. The approach leads to more complex designs that may affect the input/output timing of the FSM. You should use asynchronous Mealy machines only after very careful analysis of the input/output timing behavior of the finite state machine.

*Moore machine*: The outputs depend only on the present state. See the block diagram in Figure 8.23. A combinational logic block maps the inputs and the current state into the necessary flip-flop inputs to store the appropriate next state. The outputs are computed by a combinational logic block whose only inputs are the flip-flops' state outputs. The outputs change*synchronously*with the state transition and the clock edge. The finite state machines you have seen so far are all Moore machines.

- M
*ealy machine*: The outputs depend on the present state and the present value of the inputs.

See Figure 8.24. The outputs can change immediately after a change at the inputs, independent of the clock. A Mealy machine constructed in this fashion has*asynchronous*-outputs.

### 8.4.1 State Diagram and ASM Chart Representations

An ASM chart intended for Moore implementation would have no conditional output boxes. The necessary outputs are simply listed in the state box. Conditional output boxes in the ASM chart usually imply a Mealy implementation.*N*or*D*is asserted, Open will be asserted. Any glitch on*N*or*D*could cause the gum to be delivered by mistake.The state diagrams in this figure are labeled more completely than our previous examples. For example, we make explicit the transitions that cause the machine to stay in the same state. We usually eliminate such transitions to simplify the state diagram. We also associate explicit output values with each transition in the Mealy state diagram and each state in the Moore state diagram. A common simplification places the output on the transition or in the state only when it is asserted. You should clarify your assumptions whenever you draw state diagrams.

### 8.4.2 Comparison of the Two Machine Types

Because it can associate outputs with transitions, a Mealy machine can often generate the same output sequence in fewer states than a Moore machine.### 8.4.3 Examples of Moore and Mealy Machines

`Example`

` Moore Machine Description`

To
better understand the timing behavior of Moore and Mealy machines, let's
begin by *reverse engineering*some finite state machines. We will work backward from a circuit-level implementation of the finite state machine to derive an ASM chart or state diagram that describes the machine's behavior.*X*and output*Z*. The FSM is a Moore machine because the output is a combinational logic function`(`

in this case
a trivial one`)`

of the state alone. The state register is implemented
by two master/slave *J*-*K*flip-flops, named*A*and*B*, respectively. The machine can be in any one of up to four valid states. The output*Z*and the state bit*B*are the same.**Signal Trace Method**There are two systematic approaches to determining the state transitions:*exhaustive signal tracing*and*extraction of the next state/output functions*. We examine the former here and the latter in the next subsection.Signal tracing uses a collection of input sequences to exercise the various state transitions of the machine. To see how it works, let's start by generating a sample input sequence.

*A*`=`

0, *B*`=`

0. Figure 8.29 contains the timing waveform you would see after presenting
the input sequence 1 0 1 0 1 0 to the machine. Because the FSM is implemented
with master/slave flip-flops, the state time begins with the falling edge
of the clock. Input *X*must be stable throughout the high time of the clock to guard against ones catching problems.The sequence of events in Figure 8.29 is as follows. The asserted reset signal places the FSM in state 00. After the falling edge, input

*X*goes high just after time step 20. At the next rising edge, the input is sampled and the next state is determined, but this is not presented to the outputs until the falling edge at time step 40. After a short propagation delay, the state becomes 11. We express the transition as "a 1 input in state 00 leads to state 11."During the next state time,

*X*is 0, and the FSM stays in state 11 as seen at time step 60.*X*now changes to 1, and at the next falling edge the state changes to 10.The input next changes to 0, causing the state machine to remain in state 10 at time step 100. A transition to 1 causes it to change to state 01 after time step 120. The final transition to 0 leaves the machine in state 00.

**Next State/Output Function Analysis**Signal tracing is acceptable for a small FSM, but it becomes intractable for more complex finite state machines. With a single input and 2 bits of state, the example FSM has eight different transitions, two from each of four states. And the number of combinations doubles for each additional input bit and doubles again for each state bit.Our alternative method derives the next-state functions directly from the combinational logic equations at the flip-flop inputs and the output function from the flip-flop outputs. For the mystery machine, these are

We can now express the flip-flop outputs,Ja`=`

X Ka`=`

XZ`=`

BJb`=`

X Kb`=`

X`Ý`

*A*`+`

and *B*`+`

, in terms of the excitation equations for the
*J*-*K*flip-flop. We simply substitute the logic functions at the inputs into the excitation equations:A`+`

`=`

Ja`+`

A`=`

X`+`

`(`

`+`

B`)`

AB`+`

`=`

Jb`+`

B`=`

X`+`

`(`

X`+`

A`)`

B

*A*

`+`

and *B*

`+`

, are now expressed in terms of the current
state, *A*and

*B*, and the input

*X*. We show the K-maps that correspond to these functions in Figure 8.31.

*A*`+`

`=`

0 and *B*`+`

`=`

0. In state 01 with input
1, the next state is *A*`+`

`=`

1, *B*`+`

`=`

1. With its behavior no longer a mystery, we show the ASM
chart for this finite state machine in Figure 8.32.
*S*0`=`

00, *S*1`=`

01, *S*2`=`

10, *S*3`=`

11.
`Example`

` Mealy Machine Description`

Continuing
with our reverse engineering exercise, consider the circuit of Figure 8.33.
*X*, and one output,*Z*. This time the output is a function of the current state, denoted by*A*and*B*, and the input*X*. The state register is implemented by one*D*flip-flop and one master/slave*J*-*K*flip-flop.`(`

to avoid ones catching`)`

and must be valid a setup time before the falling edge.
Negative edge-triggered systems require that the inputs be stable before the falling edge that delineates the state times. This means that the outputs cannot be determined until just before the falling edge. The output remains valid only as long as it takes to compute a new output in the new state.

Similarly, for positive edge-triggered systems the outputs are valid at the rising edge. Again, the output is considered valid just before the clock edge that causes the machine to enter its new state.

`(`

time step 40`)`

.
`(`

time
step 60`)`

. The waveform for output *Z*has a glitch. The valid output is determined only at the end of the state time. In this case, the output is 0.A 1 in state 01 leads to state 11

`(`

time
step 80`)`

. Again, the output in this state is the value of *Z*at the falling edge and thus is 1.Reading a 0 in state 11 moves us to state 10

`(`

time
step 100`)`

, with the output continuing to be asserted despite
the momentary glitch. A 1 in state 10 leads us to state 01

`(`

time
step 120`)`

. The output goes low and will stay that way as long
as the input *X*stays high.Alternatively, we can discover the complete set of transitions by analyzing the next-state and output functions directly, just as we did in the Moore machine:

SinceA`+`

`=`

B`(`

A`+`

X`)`

`=`

AB`+`

BXB`+`

`=`

Jb`+`

B`=`

`(`

ÝX`)`

`+`

B`=`

`(`

`+`

AX`)`

`+`

XB`=`

AX`+`

`+`

BXZ`=`

AX`+`

B

*A*is a*D*flip-flop, the function for*A*`+`

is exactly the combinational logic function
at its input. *B*is a*J*-*K*flip-flop, so we determine the function for*B*`+`

by substituting the logic functions
at the *J*and*K*inputs into the*J*-*K*excitation function.*S*0,*S*1,*S*2, and*S*3 correspond to encoded states 00, 01, 10, 11, we show the ASM chart for the mystery machine in Figure 8.37.**States, Transitions, and Outputs in Mealy and Moore Machines**Suppose that a given state machine has*M*inputs and*N*outputs and is being implemented using*L*flip-flops. You might ask a number of questions to bound the complexity of this state machine. For example, what are the minimum and maximum numbers of states that such a machine might have? With*L*flip-flops, the implementation has the power to represent 2L states. But for a specific FSM as few as 1 and as many as 2L of these might be valid states.What are the minimum and maximum numbers of state transitions that can begin in a given state? Since there must be an exit transition for each possible input combination, the minimum and the maximum are the same: 2M transitions.

A similar question involves the minimum and maximum numbers of state transitions that can end in a given state. Because we can have start-up states reachable only on reset, the minimum number of input transitions is 0. Since a single state could conceivably be the target of all the transitions of the finite state machine, the maximum number of input transitions is 2M * 2L, the number of possible input combinations multiplied by the number of states.

The maximum number depends on the kind of machine. For a Mealy machine, the maximum number of output patterns is the smaller of the number of transitions, 2M * 2L, or the number of possible output patterns, 2N. If the number of transitions exceeds the number of possible output patterns, then some must be repeated. In the Moore machine, the maximum is the smaller of the number of states, 2L, and the number of possible output patterns, 2N. If the number of states exceeds the number of output patterns, then some patterns will also need to be repeated.

As an example, consider a Moore machine with two inputs, one flip-flop, and three outputs. The state, transition, and output bounds are:

- Minimum number of states: 1
- Maximum number of states: 2
- Minimum number of output transitions
`(`

per state`)`

: 4 - Maximum number of output transitions
`(`

per state`)`

: 4 - Minimum number of input transitions
`(`

per state`)`

: 0 - Maximum number of input transitions
`(`

per state`)`

: 8 - Minimum number of observed output patterns: 1 Maximum number of observed output patterns: 2

**Synchronous Mealy Machines**The glitches in the output in Figure 8.34 are inherent in the asynchronous nature of the Mealy machine. As you have already seen, glitches are undesirable in real hardware controllers. But because Mealy machines encode control in fewer states, saving on state register flip-flops, it is still desirable to use them.This leads to alternative

*synchronous*design styles for Mealy machines. Simply stated, the way to construct a synchronous Mealy machine is to break the direct connection between inputs and outputs by introducing storage elements.`(`

can you figure out why?`)`

. We will have
more to say about synchronous Mealy machines in Chapter 10.
**Discussion**In general, fully synchronous finite state machines are much easier to implement and debug than asynchronous machines. If you were using discrete TTL components, you would usually prefer the Moore machine organization, even though it may require more states. You should use edge-triggered flip-flops for the state registers.Synchronous Mealy machines can be constructed in TTL logic, but the designer must be careful. The approach leads to more complex designs that may affect the input/output timing of the FSM. You should use asynchronous Mealy machines only after very careful analysis of the input/output timing behavior of the finite state machine.

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